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What Happens When a Transmission Developer Modifies Its Facility Design in NYISO?

May 1, 2025
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Disclaimer: This blog post, which answers “What does it mean when a transmission developer modifies its facility design in NYISO after submission to a planning process?,” was generated using PCI’s ISO/RTO Documentation AI Chatbot, powered by ChatGPT. While the content is based on curated market documentation, it is intended for informational purposes only and may not reflect the most up-to-date or comprehensive information. We recommend verifying any key details directly with relevant sources before making business decisions.

For the latest answer to this question, generated live, visit our free ISO/RTO Documentation Chatbot.

 

 

When a transmission developer modifies its facility design after submitting it to NYISO’s planning process, it can trigger a series of evaluations and potential consequences. These changes, especially during public policy transmission planning or competitive processes, are closely scrutinized to ensure they don’t disrupt the integrity of the planning cycle. But what exactly does NYISO consider a material modification, and how does it handle these changes?

In this blog post, we’ll explore how NYISO treats post-submission design changes, what qualifies as a material modification, and the potential consequences for project evaluation and eligibility. You’ll learn how these rules maintain fairness and reliability in NYISO’s planning processes and what developers need to know to avoid setbacks.

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Why facility design changes matter in NYISO’s planning process

Imagine a transmission developer submits a project proposal to NYISO’s public policy transmission planning process. The project is designed to address a specific reliability need or public policy requirement. But midway through the evaluation, the developer decides to modify the facility’s design—perhaps to incorporate new technology or adjust for unforeseen challenges. While these changes might seem minor, they can have significant implications for the planning process.

NYISO’s planning processes are built on transparency, fairness, and reliability. When a developer modifies its facility design after submission, it can disrupt the evaluation process, create inconsistencies, or even give the project an unfair advantage over others. That’s why NYISO has strict rules for handling post-submission changes, especially when they qualify as material modifications.

How NYISO treats post-submission design changes

NYISO evaluates post-submission design changes on a case-by-case basis to determine their impact on the planning process. If the changes are minor and don’t affect the project’s ability to meet the identified need, they may be accepted without significant consequences. However, if the changes are deemed material, they can trigger a more rigorous review.

Material modifications are changes that significantly alter the scope, cost, or performance of a project. For example, replacing a key component with a different technology, changing the project’s location, or altering its capacity could all qualify as material modifications. NYISO considers these changes carefully because they can affect the project’s eligibility, evaluation, and even its ability to compete fairly with other proposals.

When a material modification is identified, NYISO may require the developer to resubmit the project or provide additional documentation. In some cases, the project may be disqualified from the current planning cycle if the changes are too disruptive or if they compromise the integrity of the process.

What qualifies as a material modification?

Not all design changes are created equal. NYISO uses specific criteria to determine whether a change qualifies as a material modification. While the exact thresholds can vary, here are some common examples:

  • Significant changes to project scope: Altering the size, location, or purpose of the project in a way that affects its ability to meet the identified need.
  • Technology substitutions: Replacing a key component with a different technology that changes the project’s performance or cost.
  • Cost increases: Substantial changes to the project’s estimated cost, especially if they affect its competitiveness.
  • Timeline adjustments: Delays or changes to the project’s schedule that could impact its ability to meet reliability needs within the required timeframe.


These changes are evaluated not only for their technical impact but also for their potential to disrupt the fairness and transparency of the planning process.

The consequences of material modifications

When a material modification is identified, the consequences can vary depending on the nature and timing of the change. In some cases, NYISO may allow the project to proceed with additional documentation or adjustments. However, more significant changes can lead to disqualification from the current planning cycle.

For example, if a project’s design change affects its ability to meet the identified need or creates an unfair advantage, NYISO may remove it from consideration. This ensures that all projects are evaluated on a level playing field and that the planning process remains transparent and reliable.

Developers should also be aware that material modifications can delay the evaluation process, as NYISO may need additional time to assess the changes. This can create challenges for developers who are working within tight timelines or competing for limited opportunities.

How developers can avoid setbacks

To minimize the risk of setbacks, developers should carefully review their project designs before submission and avoid making changes unless absolutely necessary. If changes are unavoidable, it’s important to communicate with NYISO as early as possible and provide detailed documentation to support the modifications.

Developers should also familiarize themselves with NYISO’s rules and guidelines for post-submission changes. By understanding what qualifies as a material modification and how NYISO handles these changes, developers can make informed decisions and avoid potential pitfalls.

Staying ahead in NYISO’s planning process

Post-submission design changes can be a challenging aspect of NYISO’s planning process, but they’re also an opportunity for developers to demonstrate their commitment to transparency and reliability. By understanding how NYISO treats these changes, what qualifies as a material modification, and the potential consequences, developers can navigate the process with confidence.

Ultimately, NYISO’s rules for post-submission changes are designed to maintain fairness and integrity in the planning process. By following these guidelines and communicating openly with NYISO, developers can ensure their projects are evaluated fairly and contribute to the reliability of the grid.

For the latest answer to this question, generated live, visit our free ISO/RTO Documentation Chatbot.
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The ISO/RTO Documentation AI Chatbot (ISO AI) is a specialized AI tool designed to provide accurate and detailed information about the operations, procedures and regulations of U.S.-based Independent System Operators (ISOs) and Regional Transmission Organizations (RTOs) based on their business practice manuals (BPMs). It will enable you to quickly build expertise in markets including CAISO, ERCOT, ISO-NE, MISO, NYISO, PJM, and SPP (including WEIS), and familiarize yourself with new markets like SPP Markets+ and EDAM, while offering quick access to the resources the chatbot’s answers are based on so that you can verify the information independently or explore topics in greater depth.

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